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Rocket Lab SEC Filings
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Latest Filings
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This SC 13D/A amends the prior filing to disclose pro rata distributions of RKLB shares among Khosla entities on March 14, 2022, triggered by no-consideration transfers totaling over 11M shares to partners, consolidating some into VK Services, LLC. Aggregate beneficial ownership unchanged at 106,863,617 shares (23.8%). Relevant for investors as it confirms major VC's sustained large position post-SPAC merger and lock-up.
Khosla Ventures entities, affiliated with director and 10% owner Vinod Khosla, conducted pro rata distributions of 11.5 million Common Stock shares across three funds on 03/14/2022 for no consideration. No open market activity occurred. Signal is neutral.
Sven Strohband, Director at Rocket Lab USA, acquired 67,552 common shares indirectly through a family trust on 03/14/2022. The shares were received via pro rata distribution from Khosla Ventures funds for no consideration (transaction code J). Neutral signal, as it is a non-volitional transfer rather than discretionary purchase or sale.
This SC 13D/A amends prior filing to disclose pro rata distributions of 4.45M shares by BVP VIII Inst and 3.70M by BVP VIII to limited partners and Deer VIII LP on March 3, 2022, for no consideration. Post-distribution, funds hold 73.3M shares (16.3%). Relevant to investors as it signals VC unwinding via LP distributions, potentially increasing float.
Bessemer Venture Partners VIII L.P. and affiliates, 10% owners, reported disposition of 8,142,482 common shares on 03/03/2022 via pro-rata distributions to limited partners. Ownership post-transaction: 73,308,472 shares indirectly. Neutral signal as transaction involves no sale or consideration.
Rocket Lab filed an 8-K on February 28, 2022, to report its financial results for the fourth quarter and full year ended December 31, 2021. The company furnished a press release and an investor presentation as exhibits to provide transparency regarding its 2021 fiscal performance.
Khosla Ventures amends 13D, reports internal pro rata share distributions; retains 23.8% stake.
Key Telemetry
- • Khosla group beneficially owns 106,863,617 RKLB shares (23.8% of class).
- • March 14, 2022: Pro rata distributions of 11.5M shares internally; VK Services now directly holds 3.36M additional shares.
Khosla Ventures entities distributed 11.5M RKLB shares pro rata ($0).
Key Telemetry
- • Distributed 11.5M shares internally (~11% of post-transaction holdings); retains ~103M shares beneficially.
- • Pro rata to partners, no market sale or cash exchange.
Director Strohband acquired 67,552 shares ($0) via VC fund distribution to trust.
Key Telemetry
- • Acquired 67,552 shares (100% of post-tx holdings) indirectly via family trust from Khosla VC pro rata distribution.
- • No cash outlay or market purchase; value $0.
Bessemer funds distribute 8.14M RKLB shares pro rata to LPs on March 3, 2022.
Key Telemetry
- • Distributions on 3/3/22: BVP VIII Inst 4,445,797 shares (8.9% holder post), BVP VIII 3,696,685 shares (7.4% holder post).
- • Deer VIII entities deemed to own 73,308,472 shares (16.3%) as GPs.
Bessemer Venture Partners distributed 8.14M shares pro-rata to partners (no consideration).
Key Telemetry
- • Disposed 8.14M shares (~11% of post-trans holdings) via pro-rata distribution to LPs, retaining 73.3M shares indirectly.
- • Neutral transaction: no economic sale, exempt under SEC Rules 16a-13/16a-9.
Rocket Lab reports Q4 and full-year 2021 financial results via 8-K filing.
Key Telemetry
- • Filing date: February 28, 2022
- • Reporting period: Q4 and full year ended December 31, 2021