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FORM 4
AI

Insider Trading - March 16, 2022

Filed March 16, 2022
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Period ending March 14, 2022
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0000899243-22-011320

Director Strohband acquired 67,552 shares ($0) via VC fund distribution to trust.

Brief

Sven Strohband, Director at Rocket Lab USA, acquired 67,552 common shares indirectly through a family trust on 03/14/2022. The shares were received via pro rata distribution from Khosla Ventures funds for no consideration (transaction code J). Neutral signal, as it is a non-volitional transfer rather than discretionary purchase or sale.

Detailed Brief

The Form 4 reports that on March 14, 2022, Sven Strohband, a Director of Rocket Lab USA Inc. (RKLB), acquired 67,552 shares of common stock indirectly held by a trust for the benefit of Dr. Strohband and his family. This resulted from a pro rata distribution of shares by Khosla Ventures V, L.P., Khosla Ventures Seed B, L.P., and Khosla Ventures Seed B (CF), L.P. to their limited and general partners, with no consideration paid (price $0.00). Post-transaction, the trust beneficially owns 67,552 shares; no direct holdings or prior transactions are detailed in this filing. No 10b5-1 plan is mentioned, and there is no pattern analysis possible from this single event. Filed on 03/16/2022, this reflects conversion of prior indirect VC interests to family trust ownership early post-SPAC.

Key Telemetry

  • Acquired 67,552 shares (100% of post-tx holdings) indirectly via family trust from Khosla VC pro rata distribution.
  • No cash outlay or market purchase; value $0.
  • First reported holding via trust; no historical pattern in filing.
  • Timing: Early 2022, post-SPAC merger, no earnings proximity noted.

Impact Vector

This neutral transaction signals no change in insider confidence, as it passively transfers pre-existing beneficial ownership from VC funds to a family trust without active buying or selling. Lacks bullish intent of open-market purchases or bearish pressure of sales.

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