Rocket Lab SEC Filings

Vector Acquisition Corporation consummated its IPO on September 29, 2020, selling 30 million units at $10 each and 5.33 million private warrants at $1.50. Net proceeds of $300 million were placed in a trust account for future business combination. Funds are locked until business combination, 24-month redemption, or shareholder vote amendments.

This SC 13G filing discloses beneficial ownership by Linden Advisors LP and affiliates in Vector Acquisition Corp., the SPAC that merged with Rocket Lab. As of Sep 29, 2020, they own 1,980,325 Class A shares (6.6%), including 1,771,354 shares (5.9%) by Linden Capital LP. Filed as passive investment under Rule 13d-1(c), with no intent to control.

This SC 13G filing reports BlueCrest Capital Management Limited and Michael Platt's beneficial ownership of 2,000,000 Class A shares (6.7%) in Vector Acquisition Corp as of Sep 25, 2020. Filed under passive investor Rule 13d-1(c), it certifies no intent to control. Relevant for Rocket Lab investors as Vector merged with Rocket Lab in 2021 to form RKLB.

This SC 13G filing discloses affiliates of Millennium Management beneficially owning 2,520,000 Class A Ordinary Shares (8.4%) of Vector Acquisition Corp as of September 30, 2020, via units. Filed under Rule 13d-1(c) as a passive investment with no intent to influence control. Relevant to Rocket Lab investors as Vector was the SPAC that merged with Rocket Lab in 2021, indicating early hedge fund interest.

Vector Acquisition Corporation consummated its IPO on September 29, 2020, selling 30 million units at $10 each for $300M gross proceeds, plus $8M from sponsor private placement warrants. The company entered into standard SPAC agreements including underwriting, warrant, trust, and shareholder rights agreements. This filing reports the IPO completion, private placement, and amendments to governing documents.