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Rocket Lab SEC Filings
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Rocket Lab USA entered a merger agreement on Dec 10, 2021, to acquire SolAero Holdings, Inc., for $80M cash consideration, subject to customary closing adjustments. $3.6M will be escrowed for adjustments and indemnities. The deal includes employment agreements with key SolAero employees.
Rocket Lab announced the acquisition of Planetary Systems Corporation (PSC) to expand its space systems hardware portfolio. The deal, expected to close in Q4 2021, includes $42M in cash and equity.
Q3 revenue fell 50% YoY to $5.3M due to lower launch cadence from COVID impacts, partially offset by Space Systems growth. Gross loss widened to $12.5M (-235% margin) from stock comp and low utilization. 9M revenue rose 79% YoY to $34.8M; backlog $183M. No guidance changes.
Rocket Lab's compensation committee approved the Executive Severance Plan on November 3, 2021, for named executive officers including CEO Peter Beck, CFO Adam Spice, and EVP Shaun O’Donnell. The plan outlines severance payments upon qualifying terminations, with enhanced benefits during change-in-control periods including lump sums, health contributions, and equity acceleration. New forms of equity award agreements under the 2021 Stock Option Plan were also adopted.
Rocket Lab to acquire SolAero Holdings for $80M cash via merger.
Key Telemetry
- • Merger agreement dated 2021-12-10 for acquisition of SolAero Holdings, Inc.
- • Cash consideration: $80M, subject to adjustments for cash, working capital, expenses, indebtedness.
Definitive agreement to acquire Planetary Systems Corporation for $42M plus stock consideration.
Key Telemetry
- • Acquisition of Planetary Systems Corporation (PSC) announced on November 15, 2021.
- • Consideration includes $42M in cash, 1,720,841 shares of common stock, and up to 956,023 performance-based earn-out shares.
Q3 Revenue: $5.3M (-50% YoY), gross margin -235% amid COVID delays, merger costs.
Key Telemetry
- • Revenue: Q3 $5.3M (-50% YoY), 9M $34.8M (+79% YoY) from higher launch pricing, Space Systems growth
- • Gross Margin: Q3 -235% (vs -18% YoY) due to stock comp, COVID utilization; 9M -25%
Adoption of Executive Severance Plan for CEO and key officers.
Key Telemetry
- • Compensation committee approved Severance Plan Nov 3, 2021, for CEO Peter Beck and Tier 2: CFO Adam Spice, EVP Shaun O’Donnell.
- • Outside CIC: CEO 12 months salary + health; Tier 2 6 months each.