Rocket Lab SEC Filings

This S-1 registers resale by selling securityholders of 2,676,864 shares issued or issuable from the Nov 2021 PSC acquisition ($42M cash, 1.72M shares issued, 956K earnout shares). No proceeds to Rocket Lab. Relevant for investor awareness of potential secondary sales.

This 424B3 is a resale prospectus registering up to 343,252,087 shares of common stock for sale by selling securityholders from the 2021 Business Combination with Vector Acquisition Corporation. Key facts include no proceeds to Rocket Lab, shares from PIPE, founder shares, RSUs/options, and Business Combination issuances. Relevance to investors is potential selling pressure and dilution risk on Nasdaq-listed RKLB stock.

This is a Notice of Effectiveness for a post-effective amendment (POS AM) to Rocket Lab's registration statement. Effectiveness date is May 4 2022 under file 333-257440. It confirms the amended registration is now effective for the company.

This filing is a Notice of Effectiveness for a post-effective amendment (POS AM) to a prior registration statement. The SEC confirms the amendment became effective on May 4 2022 under file number 333-259797. Investors should note this clears the way for potential securities offerings under the registered statement.

Rocket Lab's 2022 proxy additional materials outline the annual meeting proposals for electing Class I directors Jon Olson, Merline Saintil, and Alex Slusky, with terms expiring in 2025. The board recommends voting FOR all nominees. Proposal 2 seeks ratification of Deloitte & Touche LLP as independent auditors for FY 2022.

This DEF 14A is the proxy statement for Rocket Lab's June 23, 2022 virtual annual meeting. Shareholders vote to elect three Class I directors (Jon Olson, Merline Saintil, Alex Slusky) for three-year terms and ratify Deloitte & Touche LLP as auditors for FY 2022. It discloses board governance, 2021 executive compensation, related-party transactions including $40M executive share redemptions, and beneficial ownership with CEO at 11.8% and VCs holding major stakes.

This is an initial Form 3 filing for Arjun Kampani, SVP, General Counsel and Corporate Secretary. The filing discloses that no securities are beneficially owned as of the 04/11/2022 event date. It is relevant to investors as it establishes baseline ownership for a new Section 16 reporting person.