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Rocket Lab SEC Filings
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CFO Adam Spice was granted 275,319 restricted stock units (RSUs) on June 3, 2026. This transaction is a routine equity compensation award and is considered neutral regarding market sentiment.
Director Alexander R. Slusky sold 40,000 shares of RKLB at $123.60 per share. As the transaction was not marked as part of a 10b5-1 plan, it is interpreted as a discretionary sale.
Rocket Lab appointed Agostino Ricupati as VP, Corporate Controller, and Chief Accounting Officer, effective June 3, 2026. Adam C. Spice will step down as principal accounting officer while continuing his role as CFO.
This Form 3 filing announces the appointment of Agostino Ricupati as Rocket Lab's new VP Corporate Controller and Chief Accounting Officer. The filing confirms that Mr. Ricupati currently holds no beneficial ownership in the company's securities.
Director and 10% owner Edward H. Frank transferred 91,373 shares to a family trust. This is a non-market transaction, resulting in a neutral signal.
CFO Adam C. Spice transferred 62,724 shares of common stock to trusts. This is a non-market transaction, resulting in a neutral signal.
SVP & General Counsel Arjun Kampani executed multiple sales of common stock totaling 23,704 shares. The transactions were conducted via a pre-existing 10b5-1 trading plan, suggesting a neutral signal.
Marvin Bradford Clevenger, President of Rocket Lab USA, Inc., disposed of 3,500 shares of common stock. The transaction is considered neutral due to the small size relative to his total holdings.
COO Frank Klein executed a series of sales totaling 37,869 shares. The signal is neutral as the transactions were conducted under a pre-existing 10b5-1 trading plan.
Director Alexander R. Slusky disposed of 60,000 shares of common stock through Abalone Cove LLLP. The transaction is interpreted as a moderate bearish signal due to the significant discretionary sale amount.
CFO Adam Spice received 275,319 RSUs as part of a standard equity compensation grant.
Key Telemetry
- • Transaction represents an RSU grant, not an open-market purchase or sale.
- • Total direct holdings increased to 1,195,644 shares following the grant.
Director Slusky sold 40,000 shares ($4.94M) in a discretionary open market transaction.
Key Telemetry
- • Transaction value of approximately $4.94 million is a significant discretionary sale.
- • Transaction was not executed under a 10b5-1 automatic trading plan.
Agostino Ricupati appointed as new VP, Corporate Controller, and Chief Accounting Officer.
Key Telemetry
- • Agostino Ricupati appointed as VP, Corporate Controller, and CAO effective June 3, 2026.
- • Adam C. Spice transitions out of the principal accounting officer role but remains CFO.
Agostino Ricupati appointed as VP Corporate Controller and CAO; reports zero beneficial ownership.
Key Telemetry
- • Agostino Ricupati appointed as VP Corporate Controller and CAO.
- • Event date for the appointment was June 3, 2026.
Director Edward H. Frank transferred 91,373 shares to a family trust.
Key Telemetry
- • 91,373 shares transferred from direct to indirect (trust) ownership
- • Transaction is a gift/transfer to a family trust (Code G)
CFO Spice transferred 62,724 shares to trusts ($0 value).
Key Telemetry
- • Transaction involved a transfer of 62,724 shares to trusts
- • The transaction resulted in no change to the total beneficial ownership (direct + indirect)
SVP Arjun Kampani sold 23,704 shares ($3.46M) via 10b5-1 plan
Key Telemetry
- • Total shares sold: 23,704 shares for approximately $3.46M
- • Transactions were executed under a 10b5-1 plan adopted in September 2025
President Clevenger sold 3,500 shares ($513K) via open market sale
Key Telemetry
- • Sold 3,500 shares at a weighted-average price of $146.67
- • Transaction represents less than 1% of the insider's direct holdings
COO Klein sold 37,869 shares ($5.6M) via 10b5-1 plan
Key Telemetry
- • Total transaction value is approximately $5.6 million based on the reported tranches.
- • All sales were executed under a 10b5-1 plan adopted in September 2025.
Director Slusky sold 60,000 shares ($8,964,092) via indirect holdings.
Key Telemetry
- • Total sale of 60,000 shares valued at approximately $8,964,092
- • Transaction was conducted via indirect ownership through Abalone Cove LLLP