Rocket Lab SEC Filings

Jon A. Olson, a Director at Rocket Lab USA Inc., sold 60,400 shares of common stock on 11/20/2025 at a weighted average price of $45.0244, totaling ~$2.72M. This reduced his direct holdings to 375,835 shares. The discretionary sale (no 10b5-1 plan) is moderately bearish.

This Schedule 13D/A (Amendment No. 9) updates Khosla Ventures entities' beneficial ownership in Rocket Lab to 36.6M shares (6.9%) after pro rata distributions from KV V totaling 4.56M shares since Oct 23, 2025. VK Services now directly owns 34.3M shares. Filing confirms passive investment intent with no plans for corporate changes.

Rocket Lab director Jon A. Olson filed Form 144 on 2025-11-17 notifying of proposed sale of 60,400 common shares, acquired via 2023-2024 stock awards as compensation. The aggregate market value is $2,616,528, representing ~0.01% of outstanding shares. No sales reported in past 3 months; routine insider liquidity event.

Rocket Lab reported record Q3 2025 revenue of $155 million, reflecting 48% year-over-year growth and a 37% GAAP gross margin. The company also announced the resignation of board member Matt Ocko and provided updates on the Neutron launch vehicle and the completed acquisition of Geost.

Quarterly Report - Q3 2025

Rocket Lab reported Q3 revenue of $155M, up 48% YoY driven by Space Systems growth and higher launch cadence. Gross margins improved to 37% from 27% YoY amid production efficiencies. Operating loss narrowed to $59M; backlog reached $1.1B.

This Schedule 13D/A (Amendment No. 8) updates beneficial ownership by Khosla entities following pro rata distributions of 5.5M Rocket Lab shares by KV V to partners from Sep-Oct 2025. VK Services now directly holds 40M shares (8%), KV V holds 6.8M (1.4%), with Vinod Khosla controlling both. No transaction plans; purely investment posture.

This Schedule 13G filing discloses BlackRock, Inc.'s beneficial ownership of 30,222,153 shares (6.2%) of Rocket Lab Corp's common stock as of September 30, 2025. Filed under Rule 13d-1(b), it confirms passive investment with no intent to influence control. Investors should note this as a significant institutional holding signaling confidence.

Rocket Lab signed a Stock Purchase Agreement to buy all shares of German firm Mynaric AG from OC III and COF II for $75 million in cash or stock, subject to adjustments. Up to $75 million additional earnout tied to 2025-2027 revenue targets. Closing requires German Ministry of Foreign Affairs approval; potential unregistered stock issuance.

Alexander R. Slusky, Director at Rocket Lab USA, disposed of 35,000 common shares via a bona fide gift to a charitable entity on 09/18/2025. Post-transaction, he holds 88,849 shares directly and 534,675 indirectly. This is a neutral signal, as gifts do not reflect market selling pressure.

Adam C. Spice, CFO of Rocket Lab, exercised stock options for 1,867,496 shares at $1.09 on 9/18/2025, then sold 874,588 shares on 9/19/2025 via sell-to-cover to cover exercise price and taxes. Post-transaction, he holds 2,057,889 shares directly. Neutral signal as routine option exercise with mandatory tax withholding sales.