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FORM 4

Insider Trading - March 4, 2026

Filed March 4, 2026
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Transacted March 2, 2026
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0002001011-26-000019

CEO Peter Beck sold 18,857 shares (~$1.3M) via 10b5-1 sell-to-cover for RSU taxes.

Brief

Peter Beck, CEO and Director of Rocket Lab USA, sold a total of 18,857 common shares on 03/02/2026 through multiple sell-to-cover transactions to satisfy tax withholding on vesting RSUs under a Rule 10b5-1 plan. These sales were automatic and non-discretionary. The signal is neutral as it reflects standard compensation-related activity rather than voluntary selling.

Detailed Brief

On March 2, 2026, Peter Beck, CEO, Director, and 10% Owner of Rocket Lab USA Inc. (RKLB), reported multiple open-market sales (code S) of common stock totaling 18,857 shares directly owned, executed as sell-to-cover transactions to cover tax obligations arising from the vesting and settlement of previously granted restricted stock units (RSUs). The sales occurred at weighted-average prices ranging from $66.8288 to $70.617 per share (with ranges provided in footnotes), resulting in proceeds of approximately $1.3 million, pursuant to a pre-existing Rule 10b5-1 trading plan as indicated by the checked box on the Form 4. Post-transaction, Beck beneficially owns 884,085 shares directly, with no indirect ownership or derivative transactions reported in Table II. This is a routine, non-discretionary event tied to equity compensation vesting, showing no unusual pattern or deviation from standard insider practices; no historical context for recent trades is provided in the filing.

Key Telemetry

  • Sale of 18,857 shares (~2.1% of post-transaction direct holdings of 884,085 shares).
  • Executed under 10b5-1 plan as sell-to-cover for RSU vesting taxes; fully automatic and non-discretionary.
  • Prices ranged $66.47-$70.95, around recent trading levels (no 52-week extremes specified).
  • Timing pre-filing on 03/04/2026; no proximity to earnings or announcements noted.

Impact Vector

This transaction signals neutral insider confidence, as the sales were mandatory sell-to-cover under a 10b5-1 plan for tax withholding on RSU vesting, not indicative of voluntary liquidation or lack of faith in the company.

Related Disclosures for This Period

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