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FORM 4
AI

Insider Trading - November 26, 2025

Filed November 26, 2025
·
0002001011-25-000111

COO Klein sold 4,736 shares ($199K) via 10b5-1 plan.

Brief

Frank Klein, Chief Operations Officer of Rocket Lab USA Inc., sold 4,736 shares of common stock on 11/26/2025 at weighted average prices of $41.96 and $43.16. The sales were executed automatically under a Rule 10b5-1 trading plan adopted on December 13, 2024. This is a neutral signal as it is a pre-scheduled, non-discretionary transaction.

Detailed Brief

Frank Klein, Chief Operations Officer, reported selling 4,236 shares at a weighted average price of $41.9571 (range $41.58-$42.25) and 500 shares at $43.162 (range $43.04-$43.41), totaling approximately 4,736 shares valued at about $199,381 on November 26, 2025. Post-transaction, he beneficially owns 1,269,487 shares directly. The transactions were automatic pursuant to a Rule 10b5-1 trading plan established on December 13, 2024, indicating pre-planned sales to avoid insider trading concerns. No prior pattern context is provided in the filing, but as a standard 10b5-1 execution nearly a year after adoption, it suggests routine diversification without discretionary intent.

Key Telemetry

  • Sold 4,736 shares (~0.37% of 1.27M post-transaction holdings).
  • Executed under 10b5-1 plan adopted Dec 13, 2024 (standard scheduled sale).
  • Prices around $42-$43; no specific 52-week or earnings context in filing.
  • First reported sale under this plan; neutral routine transaction.

Risk Signals

Insider Selling
Standard 10b5-1 scheduled sale; non-discretionary and routine.

Impact Vector

This 10b5-1 planned sale signals neutral insider confidence, as it reflects pre-committed diversification rather than opportunistic selling amid positive or negative developments. It does not indicate reduced faith in the company.

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