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FORM 4
AI

Insider Trading - September 18, 2025

Filed September 18, 2025
·
Period ending September 16, 2025
·
0002001011-25-000078

CFO Spice sold 68,254 shares ($3.3M) via sell-to-cover for RSU taxes.

Brief

Chief Financial Officer Adam C. Spice executed multiple sell-to-cover sales totaling 68,254 shares of RKLB common stock on 09/16/2025 at prices from $47.79-$51.63. These were to cover tax withholding on vesting restricted stock units. Signal is neutral, as routine non-discretionary.

Detailed Brief

Adam C. Spice, CFO of Rocket Lab USA Inc., reported sales of 68,254 common shares on September 16, 2025, in five tranches: 12,358 at $47.785, 31,843 at $48.6044, 13,743 at $49.4143, 6,686 at $50.5206, and 3,624 at $51.6341 (weighted averages), totaling approximately $3.34M. Post-transaction, he owns 1,064,981 shares directly, with no indirect or derivative activity reported. The sales were explicitly 'sell-to-cover' for tax obligations on RSU vesting, a standard compensation practice; no Rule 10b5-1 plan was indicated. No broader pattern or timing relative to earnings noted; this appears routine.

Key Telemetry

  • Sold 68,254 shares (6% of prior direct holdings of ~1.13M) for ~$3.34M to cover RSU vesting taxes
  • Retains 1,064,981 direct shares post-sale; no indirect holdings
  • Routine sell-to-cover, neutral signal not indicative of confidence change
  • Executed at prices $47.79-$51.63 (near recent highs?) on 09/16/2025

Impact Vector

Neutral signal on insider confidence; sell-to-cover sales are mandatory for tax withholding on vesting equity awards and do not reflect discretionary selling or lack of faith in RKLB.

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